MIKE OSSIPOFF | 1 Dec 2011 21:39
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Kristofer: Proxy DD

Kristofer:

I'd said:


> The solution: Choose someone honest, as your proxy. That's a big difference from
> ordinary representation. You, and you only, choose your proxy.
>
> If you don't think anyone is honest, then don't use a proxy.

I should add: If proxy-honesty is a problem, then remember that your proxy could be anyone--
Your best friend, your spouse, your uncle, your father or your uncle or grandfather. Maybe
your college instructor. It could be a leader of your political party, or a candidate
of that party, or any member of that party, etc.

You replied:

So the problem is really one of abrupt change (whether a ballot should
be public or secret)

[endquote]

No, the question of secret ballot isn't a problem. Your voter ID number is
anonymous. No one knows what person has what voter ID number. Yes, the system
knows if you designate a proxy, but it only knows that the person with that _number_
designated a particular proxy. It doesn't know the name of the person who voted
a certain way or designated a certain other voter ID number as proxy. Of course neither
does it know who has that number that you designate as proxy.

The ballot is entirely secret.

You continued:

You would
want a proxy with lots of power to be accountable

[endquote]

Accountable to whom? When designating the proxy, you do so because you agree with hir,
and are willing for hir to vote for you on everything on which you don't vote.

I hadn't considered this matter before, but, in order for the system to know how your proxy
voted, of course you must designate hir by number. But then you know the voter I.D. number of
a voter (your proxy), so hir secret-ballot is no longer secret. But that isn't as bad as it
might at first sound: Have you ever told anyone how you voted. Your electoral system may have
a secret ballot, but you probably don't keep your voting or your political opinions secret from
your best friends and relatives.

As for accountability, since it was necessary to designate your proxy by number, and since the system
knows how each number voted, then it could be allowed for you to inquire about how your proxy
voted on a particular issue. You don't name hir by name. You can't do that for any voter ID number--
only one that is your proxy. Of course you don't make the inquiry under your name, but only via
your number. Then, the vote of that proxy is posted somewhere, where you can read it anonymously.

Anyway, your proxy may or may not have lots of power. It might just be your spouse, who isn't anyone's
proxy but yours. And if you don't trust your political party or your candidate enough to choose them as
your proxy, then you might want to reconsider about whether you want to vote for that party's candidates.

You continued:

; but on the other
hand, there's also a reason we have a secret ballot so that those that
don't have much power aren't coerced or bribed to give the little power
they have to those who have power already.

[endquote]

Proxy DD has a secret ballot. No one knows what person has your voter I.D. number. No one knows
what person has your proxy's voter I.D. number. All the system has is the voter I.D. number of the proxy. S/he
therefore can't be bribed or blackmailed.

You continued:

Proxy democracy then implicitly values transparency at the high end

[endquote]

Yes there could transparency at the "high" end, in the sense that you can anonymously read how a proxy
with a certain number voted on an issue, by requesting that that information be posted.

But if that were a problem, it would ok to drop the provision for checking on a proxy's vote. After
all, you can choose someone you trust as proxy. On the other hand, the request for an opportunity
to anonymously read about how the proxy with a certain voter I.D. number voted on a certain issue
doesn't seem to violate anyone's privacy. Maybe there could be a limit on how often the request
could be granted.



You continued:

 over
privacy at the low end (because it can't be otherwise, unless I'm
missing something).

[endquote]

The system would be entirely anonymous at the low end too, via the anonymous voter
I.D. number.

You continued:

I don't know if that will be a problem in practice,
because nothing like proxy democracy has actually been tried, but this
priority in itself might be enough to get some people to think twice
before supporting it.

[endquote]

I'm not sure what problem you're referring to. The Proxy DD that I suggest
has complete anonymity for everyone, at all levels. It could also have
a provision to anonymously check, using hir voter I.D. number, on how a proxy voted on
a particular issue. The answer to your request would be posted somewhere, where it could
be read anonymously. Other people could read it too? So what? No one else knows who
has that voter I.D. number.

Mike Ossipoff

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MIKE OSSIPOFF | 1 Dec 2011 22:35
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Approval vs. IRV


Someone said that IRV lets you vote more preferences than Approval does. But what good
does that do, if it doesn't count them?

Approval counts every preference that you vote.

Since Approval doesn't let you vote all of your preferences, it doesn't count all of your
preferences. But, unlike IRV, you can choose which of your preferences will be counted. 

You can divide the candidate-set into two parts in any way you choose. You, and only you, choose
among which two sets of candidates your preferences will be counted.

As I've said, our elections have completely unacceptable candidates. Under those conditions, most
methods reduce to Approval anyway. When, in Approval, you approve all of the acceptable candidates
and none of the unacceptable candidates, you're doing all that you'd want to do anyway.
---------------------------------------------------------------------------------
Yes, Approval has the ABE problem, the co-operation/defection problem.

We've discussed two solutions for that problem that could be used in Approval:

1. Your faction makes it known that they will, from principle, refuse to support some
inadequate alleged "lesser-evil" compromise. The other greater-evil-opposers
including the supporters of that "lesser-evil" will understand
that, if they need the votes of a more principled faction, and aren't going to get their
votes, then they had better approve that faction's candidates if they don't want a greater
evil to win.

Of course, no one who prefers your faction's policies to those of that "lesser-evil" would
have any pragmatic reason to approve the "lesser-evil" but not your faction's candidate.

2. Forrest proposed an ABE solution for RV, which involved calculating the correct fractional
support to give to the other greater-evil-opposing faction.

I'd like to add that, probabilistically, that method can be used in Approval.

In Forrest's example, where C is expected to get 49%, the A voters inform the B voters
that they will give to C 96% of full support in RV, or an RV middle-rating in an MTA-like system.

If the method is Approval, then the A voters tell the B voters that they're going to vote
for B with 96% probability. That will have the same effect as giving B 96% support in RV.

The A voters would invite the B voters to do the same for them, of course.

Unlike solution #1, which is a bit confrontational, Forrest's fractional rating calculation
is quite diplomatic. "We're going to give you 96% support, and we suggest that you do
the same for us, in case it's we who are big enough to beat C with that amount of support.

As for implementation details, an A voter could put write the numerals from 1 to 10 on
identical rectangular pieces of paper, and put them in a bag. Then, twice (with replacement),
draw out a number, to make a completely random two-digit number. 
If that number is less than 96, vote for B.

Or A voters could be advised to cube their street address, or the time of day expressed
in minutes, or the temperature, etc., and multiply by the square root of two, and then
write down the digits that are 3rd and 4th from the right. 

Or A's and B's parties could have websites that use a pseudorandom number generator to
say "Vote for the other candidate" or "Don't vote for the other candidate", when someone
goes to the website and clicks on a button.

That said, though Approval or MTA is incomparably better than Plurality, and would be completely
adequate, I'd prefer, if electorally-attainable, a method that meets LNHa.

Mike Ossipoff

 		 	   		  
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David L Wetzell | 1 Dec 2011 23:14
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Re: More non-altruistic attacks on IRV usage.




   KM wrote: But positioning yourself around the de facto center is dangerous in
  IRV. You might get center-squeezed unless either you or your voters
  start using strategic lesser-evil logic - the same sort of logic
  that IRV was supposed to free you from by "being impervious to
  spoilers".

dlw: the cost of campaigning in "less local" elections is high enuf that it's hard for a major party to get center-squeezed.  And if such did happen, they could reposition to prevent it.  

KM:If the cost of campaigning is high enough that only the two major parties can play the game, then money (what you call $peech) will still have serious influence.

dlw:My understanding/political theory is that $peech is inevitable and all modern democracies are unstable mixtures of popular democracy and kleptocracy/plutocracy.  To bolster the former, we must accept the inevitability of the latter.  This is part of why I accept a two-party dominated system and seek to balance the use of single-seat/multi-seat elections and am an anti-perfectionist on the details of getting the best single/multi-seat election.  Deep down, I am skeptical of whether a multi-party system improves things that much or would do so in my country.
   
You might say that this is counterbalanced by the more local elections, so that minor parties can grow into major ones and there will be different minor-to-major parties in each location -- but you still have to convince the more local divisions (counties, cities, etc) to use IRV, and so the same problem applies there.

dlw: It is counterbalanced by the fact that in a system with more competitive elections, intere$t$ would need to hedge between the two major parties and consequently accept a lower, more variable return on their $peech and  that there'd be turnover wrt which two parties are the major parties so it'd be a contested duopoly.  
It is also counterbalanced by political cultural ways to move the political center.  

KM:Or in other words: if you're right and there are only two major parties on the national scene (and so no center-squeeze problem), there will still be a center-squeeze problem in, say, Burlington's mayoral elections. Either Burlington has only two major parties (but then where would your more-local accountability come from?) or it has multiple parties, each of which has its own mayoral candidate, and the centermost n of which will be susceptible to center squeeze.

dlw:Burlington's two major parties would not be the same as the two nat'l major parties.  Republicans would vote Democrat in Burlington mayoral elections.   This would add to the ferment of the system as a whole being a contested duopoly or contribute to  a shift to a new duopoly between Prog-Dems and Dem-Pubs.

KM:You want local areas to support smaller parties so they can grow and challenge the major parties.

dlw:Or that can play the two off of each other to force them to consider different issues or to reposition themselves on their issues of interests.  This is what LTPs would do, although they can also support the growth of minor parties who are contesting the duopoly.  (I have 3 types of parties in my system: major, minor and LTPs.  I insist that you cannot be both a minor and a LTP, but that a coalition of LTPs could decide to become a minor party or vice-versa....
 
KM: Well, then the local environment must be conducive to growth. If the parties have to strategically balance IRV's center squeeze (which forces them towards the wings) against the voter support they get from moving closer to the center, that's not exactly conducive to such growth. Nor is it so if the voters have to keep the breakdown point of IRV (when minor becomes major) in mind when voting. Can the parties really be as flexible as you'd like when they're facing the additional constraint of having to walk that tightrope produced by the election method itself?

dlw:It should be emphasized here that more "more local" elections would tend to be multi-winner/PR.  This permits LTPs to win seats without having to move too much close to the de facto center.  This gives them the chance to move the center and/or possibly center squeeze the two local major parties in single-winner elections.  I agree this could get complicated, but I believe that the potential to center-squeeze is what makes the center tend to become more dynamic.  And the unpredictability is not unlike a similar undpredictability due to the nonexistence of a Condorcet winner when there are 3 strong parties.  Plus, unpredictability can force intere$t$ to hedge further, naturally checking its influence and facilitating learning.  

KM: (It might well be that the nature of IRV, plus cost of campaigning means there could only be two national-level parties. I don't think cost of campaigning alone would force there to be only two national-level parties - e.g. France - but the answer to that question isn't critical to what I wrote above. I'm saying that even if we assume what you're saying, you get into trouble on a more local level.)

dlw:  My point is that more 3-5 seat forms of PR in "more local" would remedy this problem.  I think there'd be a process of creative destruction that tends to make for a more dynamic center that makes the two major parties have to adapt a lot more.  

KM:I base my low confidence of PR's capacity to pull stronger towards competition than IRV does towards consolidation in that IRV pulls stronger wherever it's been tried. You say they aren't applicable. You may have that opinion, but then there's little I can show that will help.

dlw: Yeah, but AU uses PR where it reduces, not increases, the number of competitive elections in the senate and IRV where it does little value-added, due to de facto segregation in "more local" elections.  

KM:So there are two disagreements. Ultimately, I think that multiparty democracy would be better than your contested two-party rule. I could pull market analogies for this (oligopolies and cartels), or I could simply say "it's harder to buy off ten than to buy off two". Here you may claim that this is because of my political difference if you want to do so.

dlw: I think that the nature of the state as involving the use of the monopoly on legit uses of violence tends to make multi-party systems become two coalitions of parties, which ends up having similar dysfunctions as two major parties.  So my prejudice is that it's less of a diff than people claim and in both cases, serious changes require political cultural changes apart from the electoral process.  

KM: So I think that we *can* generalize from other IRV nations. You think we can't, because your rules are different. There have been many IRV elections (so there are samples to pick), but not very many different systems of government in which IRV is placed. If I pull 100 local Australian elections and NatLibs or Labor win in 95 of them, you could say that's because of the Australian rules so they only count as one sample.

dlw: precisely, I think the kicker is the balance between the two basic types of election rules and the use of multi-winners and single-winners strategically so as to increase the number of competitive elections.  This is not in use in AU.

KM:Well, Burlington just confirms things. The simulations say IRV can fail to pick the CW, and may squeeze the center out, and the less minor the minor parties are, the worse it gets. As Burlington agrees with the simulations, that doesn't count in IRV's favor.

dlw: IRV does not always pick the CW.  But that's not so important so long as the de facto center trends in the right direction due to elections.  

KM:So why would IRV improve things enough over Plurality? That verdict, too, has to come from somewhere.

dlw: more votes get counted in the final round than with FPTP.  Thus, the de facto center is closer to the true center and third party candidates can speak out their dissents and force the major party candidates to take them seriously.  Why not look at the total number of cities that have adopted IRV and see what a small fraction have had buyer's remorse?  

dlw: 2.  AU does use IRV/PR in the opposite from ideal mix if the goal is to increase the number of competitive elections.   3. WRT France, we disagreed on matters of taxonomy.  I classified their top two as a hybrid.  You classified it as a winner-take-all and used it to show how IRV has been improved upon and could be improved upon further.  

KM: Let me try your pragmatism for a minute. You say that our disagreement about top-two is taxonomy. Why should taxonomy matter, though? If I have a "tacs"-type voting method, and an "intar"-type voting method, both elect winners to single positions, and the voters know both, but the difference is that the "intar" method produces a greater diversity of winners than does the "tacs" method, then why not use the "intar" method?

dlw: Because diversity isn't the only criterion that matters.  If there are mults, tacs and intars, then a mix of mults and intacs (used in different sorts of elections) might prove preferable over only using hybrid intars....   

KM:Or, moving back into reality, if we're comparing TTR and IRV, and TTR is known in the US and shows you can go beyond a dominant two-party system even without PR, why not use it? Whether TTR is a "proper" single-winner rule doesn't matter if you're pragmatic.

dlw: Because maybe the greatest need is not to go beyond a dominant two-party system, but rather to keep the system from tilting to a dominant single-party system or getting caught in a tailspin where both "major" parties are at each others throats to become the dominant party.  

KM: I say top-two (TTR) is known, since runoff elections are used many places in the US. FairVote tends to market IRV as "runoffs without the runoff" there, and as my list showed, that particular form of marketing carries with it a risk of backfiring.

dlw:sure, but what sort of marketing strategy that simplifies the options for low-info voters does not risk back-firing?  

KM: From what I understand, the answer is "because IRV is linked to STV, so it's a way of getting PR in the door". But PR can be implemented, as the proportional representation organizations have shown in the past, without even mentioning IRV. So if that's the answer, it can essentially be rephrased as "because that's the way FairVote sells STV, and FairVote's got all the momentum these days". If *that* is true, I don't see that we should abandon other methods simply because FairVote made a mistake about how to market PR.

dlw: Because |Xirv - Xnon-fptp| is relatively small, especially when many voters are low-info, and in part because of FairVote's leadership  Pirv - Pnon-fptp  is relatively large.  

KM: Also note that I didn't use it to show how IRV "has been improved upon". Top-two got there first. The most significant point I was making with top-two was that it *is* possible to have multiparty democracy with single-member districts. The multi- may not be as multi as with PR, but by showing this, I can counter statements of the form that "IRV leads to two-party domination within IRV seats, but so do all single-member rules". You might use that kind of statement against Condorcet, but you can't use it against runoffs.

dlw: If we could go back in time and push hard for TTR instead of IRV, would it have worked (better)?  Maybe.  
Let me reframe my statement:  "IRV leads to two-party domination within IRV seats, but so likely do all single-member single-stage rules" and "it may very well be a matter of political culture the preference between two major parties and two major coalitions of parties.  If IRV3/AV3 retains the former then that does not imply that it's the wrong election rule alternative to FPTP for a country habituated to two-major party rule.  "

dlw: 4. Rational choice theory is unrealistic (at least for all political elections).  This makes a lot of the Condorcet et al stuff be much ado about nothing.  You acceded that fuzziness in the perceptions of voters and the positioning of candidates muddied the waters considerably.  

KM: Condorcet regards not just a single very precise result, but a whole class of them. Therefore, it is resistant to perturbation, so I don't think there's "much ado about nothing".

dlw: Condorcet presumes (a majority of) voters have done their homework and properly ranked an indefinite number of candidates.  When voters do not do so and rank a subset, it more often leads to cases where there is no Condorcet Winner.  Or there's the garbage-in-garbage-out problem.  IRV3 assumes that lower rankings are less likely to be meaningful than higher rankings and thereby limits the info coming in and prioritizes the use of the top rankings.  

KM: As for "muddying the waters", I said that to the extent it does so, it cuts against IRV. First, I introduced the Yee diagram, where IRV has much more complex win regions than Condorcet. The thinner and more convoluted the "border" between win regions, the greater the chance that an election result will fall in the wrong "country". 

dlw: ie, there's greater chance of center-squeeze in a close three way with IRV than one that uses more info.  

KM: Second, I pointed at IRV's amplification dynamic, where near-ties in one round could lead the method on a completely different path in a later round. 

dlw: This is mitigated by IRV3/AV3.  

KM:So I was saying "Alright, you think that rational choice is too simplistic on account of fuzziness. Well, here's what happens if you take noise into account, and it's not favorable to IRV".

dlw: I apologize for my fuzzy thinking on this matter.  I think I'm mostly prejudiced against static models of voter preferences and their purported implications.  This is me being middle-brow.  In the end, the diffs among the Xs of election rules tend to be relatively small and so it's damn hard to elevate the Ps.  If there is a high P then it's better to go forward with something close to it than to try to get a better rule and elevate its P.  

dlw:5. You can't divorce what happened in Burlington from the real-politik.  It's not a slam-dunk, because the opponents of electoral reform are well aware of the divide and conquer strategy.

KM:Are they? I don't think the opponents of electoral reform know about Condorcet, much less Majority Judgement, Range, Approval, or the likes. The greater you think the order of magnitude in p_IRV >> p_Condorcet, the less of a point you'd think there would be for the opponents to even care about Condorcet.

dlw: They don't need to know much about such to understand that args that X_Condorcet_etc >> X_IRV tend to lower p_IRV.  

KM: To me, it seems more plausible that they said "okay, we want to repeal this. What can we throw at IRV and have it stick?". Then they might have looked at pages of people like Warren and thrown nonmonotonicity at IRV. This would have had a much lesser chance to actually stick if IRV had behaved properly. 

dlw: I agree that the evidence suggests the D candidate was the CW and that this made it somewhat easier to overturn IRV with a deceptive campaign against IRV.

KM: When FairVote advertises IRV as the way you can vote without having spoilers distort the outcome, then people vote, and spoilers distort the outcome, then that's not just the opponents of electoral reform using massive marketing machines to convince the people. Draw attention to, perhaps, but attention or not, there was a majority who preferred Montroll to Kiss, and that majority got its wish denied in favor of the Kiss-over-Montroll minority.

dlw: FairVote's marketing of IRV includes statements that are in fact tendencies.  This is marketing.  It's better to elect Kiss and force serious changes on the R party than to let R continue to have a chance to win if the Ps or Ds spoil things for the other party.  


dlw: All of which is to say that | X_IRV-X_Condorcet | is likely smaller than the electoral analytics purport, while you concede p_IRV is considerably greater than p_Condorcet.

KM:If FairVote continues on its marketing of IRV and we do nothing, yes, IRV is more likely to be adopted than Condorcet, at least in the short term.

dlw: I disagree about doing nothing.  There's always enforcing a truce on IRVish for single-winner and  support for American forms of PR!  That is hardly nothing.  

KM: However, I think that would be unfortunate in two ways. First, I don't think IRV improves Plurality enough that it'll matter. It'll keep major parties safe as long as minor parties are minor enough, but not beyond that point. Therefore, if you do end up with IRV, you keep your uncontested two-party rule.

dlw: Unless, of course there's such serious unhappiness with the two current major parties in the US that we'd get two different major parties with (somewhat) better rules a lot faster?   And then there'd be scope for further experimentation later down the road...

KM: Second, you may not even keep IRV. If IRV gets it wrong often enough, or reproduces Plurality's results often enough that it doesn't seem to be worth it, then the option of reverting it can seem quite tempting. If FairVote claims that it's a runoff-without-runoff or that you can vote as you wish without fearing spoilers, and that turns out to be false, then IRV may not last; and if IRV is considered equal to ranked balloting, then the immediate reform chance is lost. You might have to go a far more circuitous route involving augmenting Plurality with MMP - and that wouldn't help executive positions like Governor or President.

dlw: Well, it's not likely and if we stand by IRV as significantly better than FPTP for single-winner elections rather than puff up the import of non-monotonicity, it's not going to happen as much.  


  KM:How can we go anywhere from there? If you can say every
  application is a special case that doesn't apply in the situation
  you have in mind, and if you can say that the theory that remains
  has no verification in the form of practical results, then we're not
  left with much except restating our relative merit numbers to each
  other.


dlw:  There is a small data set for IRV apps and an even smaller one for the infinite array of alternative electoral rules.

KM:There's a small number of rulesets. There's a substantial number of IRV elections, but most of them (local Australian elections) have the same overarching ruleset that you would probably argue taints the results.

dlw: I believe my point is that for "more local" elections, IRV or other single-winner elections won't be that much useful due to de facto segregation.  We need multi-winner elections to make these elections more competitive.  

dlw: My point is that when you argue "falsely" that | X_IRV-X_Condorcetetal |  >> 0, with the latter over the former, you risk lowering | p_IRV-p_Condorcetetal |  by making p_IRV drop a lot more than p_Condorcetetal rises.  p_Condorcetetal does not rise because there's no heir apparent, likely because the Xothers vary relatively little among real world voters.  

KM:The lack of a heir apparent might not be that bad. Committees like the Rhode Island one might pick the best among near-equals according to what they deem important. This kind of approach has worked in New Zealand and led to election reform referenda in parts of Canada (though the voters there decided not to go for it in two cases, and had a majority but not a supermajority in the third).

dlw: If overall the Xs aren't that different then it's easy to attack whatever gets selected on the basis of some criterion.  I myself blogged about NZ.  They recently were proffered 4 options in what I felt was a manipulative manner.  I hope they didn't force upon them the use of a plurality vote among the alternatives.  In the US, we have a plurality voting system, which implies you gotta have strong agreement on which alternative to FPTP is going to get pushed.  

KM:If you want electoral reform to happen from the bottom up, you don't need the national government to set up the committee. A state can do so, or a more local area like a city.

dlw: But those committees may not have the right motives and their decisions might not carry much weight.  

dlw:We can't say it's just a matter of opinion, cuz it's probably not such, and so what makes sense to me is to rally around IRV3/AV3 and trust that when it's use is prevalent that it'll be the basis for choosing among a wider set of electoral reforms, which will have a further ratchet effect in expanding upon what is democracy.  

KM: It's a matter of data either incomplete or considered incomplete. From your position on what does and does not count as a valid distinct sample, and from your relative merit ideas, your conclusion follows. I see that. I can put myself in your shoes, as it were. From mine, my follows. I don't want to risk that IRV turns out to make no difference or that p_IRV turns out to be hollow (to collapse when enough scrutiny is brought to it).

dlw: three way competitive races are not common.  They are hard to sustain.  Thus, it is unlikely that IRV is going not to elect the CW regularly, thereby making it vulnerable to anti-IRV campaigns.  I don't want to risk letting a thousand flowers bloom makes it damn hard to rally enough people around an alternative to FPTP.  The evidence supports that IRV moves the political center so as to strengthen democracy and weaken negative campaigning tendencies in FPTP elections.  

dlw: And I'm saying the real life sample sizes are too damn small to justify rhetorically torpedoing FairVote's marketing/bundling strategy. Why not, push for more experimentation with other election rules in Norway or elsewhere and trust that the US will find its way in its own way, hopefully with some critical learning from across the pond.

KM: I don't think there's any support for that here. Modified Sainte-Lague (with two-tier proportionality - a sort of double list MMP based on the same counts) is good enough, or so goes the opinion of most of the voters. A vote is only "wasted" when it doesn't change the party's rounded number of seats, which happens much less with 169 MPs than with a single president. Therefore, most voters (who don't vote for parties below the threshold) feel their vote matters, and we don't get lesser-evil strategy problems.

In an ideal world, perhaps we'd be using STV with Schulze's adjustments for the second tier of proportionality. Or perhaps we'd pick our "representatives" completely randomly with different advisory bodies giving options for different sorts of legislation, so the representative sample of the population determine "what" and the advisory bodies determine "out of which options" and "how". Who knows? In any event, that's very far off: people are basically satisfied.

(And you may find this of interest: After independence, there were two main parties in Norway: the Conservative Party and the Liberal Party. While the Conservative party has remained strong (it's currently third largest by support), the Liberal Party's support has been below 10% since 1969. Major party status can indeed change in PR. I find the image of an US equivalent funny: a Democratic Party at 6-7% support?)

dlw: Well, the Republicans used to be the more progressive major party than the Democrats, who were really a party coalition of Democrats and Dixie-crats.  The rise of third parties persuaded the Democrats to become more progressive and the civil rights movement led to a realignment.   So we've had some significant changes in our politics without ending the existence of a 2-party system.  And it's only been in recent decades that our system has been going to seed with low voter participation and persistent wedge issues crowding out so many other issues.  These experiences are why I am "pragmatic".  I believe we can fix a lot of the worse problems with the US's democracy without moving to an EU-style system.  

KM:If FairVote continues on its marketing of IRV and we do nothing, yes, IRV is more likely to be adopted than Condorcet, at least in the short term.

JQ: I'd like to expand on Kristofer's point just a bit. The fact is, it's not true that we're going to do nothing. I see basically 3 possibilities:
1. Things continue as they are today; IRV has limited and inadequate wins, mixed with setbacks.
              dlw: Things aren't going to continue, since FairVote is going to be pushing harder for Am forms of PR.  
2. Fairvote's success goes on an increasing curve, and at some point IRV reaches a tipping point and becomes commonly-used in countries where it hadn't been before.
           dlw:Or irv paves the way for the consideration of more than one alternative election rule at a time so that the evolution of electoral reform becomes more complicated with greater electoral diversity.  
3. Some other organization pushes some other system(s), and reaches a tipping point.
            dlw:IOW, they need to reinvent what FairVote's been working hard to build up for some time...

JQ: I definitely see why any unbiased observer would say that 1 is more probable than 2 or 3; but I see no reason to believe that 2 is more probable than 3. In the US, FairVote had a very good chance with the 2000 election, and got inadequate mileage out of that. So sure, 3 means a lot of work for people like me, but I personally see it as more likely than 2.

dlw: Why not hybridize?  IRV3 is a possibility and you know you'll want to support American forms of PR, right?  

JQ: The upshot is, sure, IRV might be more likely to be adopted, but only in the inadequate sense of 1. If 2 or 3 are necessary, then I'd rather throw my weight behind the one I honestly believe in.

dlw: Hence the bet.

dlw
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robert bristow-johnson | 2 Dec 2011 04:18

Re: More non-altruistic attacks on IRV usage.

On 12/1/11 5:14 PM, David L Wetzell wrote:
>
>     KM:If the cost of campaigning is high enough that only the two
>     major parties can play the game, then money (what you call $peech)
>     will still have serious influence. 
>
>
> dlw:My understanding/political theory is that $peech is inevitable and 
> all modern democracies are unstable mixtures of popular democracy and 
> kleptocracy/plutocracy.  To bolster the former, we must accept the 
> inevitability of the latter.  This is part of why I accept a two-party 
> dominated system and seek to balance the use of single-seat/multi-seat 
> elections and am an anti-perfectionist on the details of getting the 
> best single/multi-seat election.  Deep down, I am skeptical of whether 
> a multi-party system improves things that much or would do so in my 
> country.

i am thoroughly convinced that a multi-party (and viable independent) 
system improves things over the two-party system. besides the money 
thing, i just cannot believe that exhausting our social choice to 
between Dumb and Dumber is the lot that a democratic society must be 
forced to accept.  what was so frustrating during Town Meeting Day in 
2010 (when the IRV repeal vote was up), it was another choice between 
Dumb and Dumber.  and, as usual, Dumber prevailed in that choice.  
nobody seems to get it (present company excluded).  added to the result 
of the 2000 prez election and, even more so, the 2004 result, the 
aggregate evidence is that American voters are stupid.  incredibly 
stupid.  and a large portion of Burlington Democrats were stupid to join 
with the GOPpers, the latter who were acting simply in their 
self-interest to repeal IRV.  and the Progs were dumb to continue to 
blather IRV happy talk as if it worked just fine in 2009.

> dlw:Burlington's two major parties would not be the same as the two 
> nat'l major parties.
David, we don't have two major parties.  we have three.  the Dems may be 
the least of the three, but they're centrist and preferable to the GOP 
than are the Progs and preferable to the Progs than are the GOP.  but 
they are literally "center squeezed".  that is precisely the term.

>  Republicans would vote Democrat in Burlington mayoral elections.
if forced to.  but they would like to give their own guy their primary 
support.  IRV promised them that they could vote for their guy and, by 
doing so, not elect the candidate they hated the most.  and in 2009, IRV 
precisely failed that promise.

it not a tug-of-war with a single rope and the centrists have to decide 
whether they get on the side of the GOP or the side of the Progs.  the 
idea of having a viable multi-party election and a decent method to 
measure voter preference is a joined, three-way rope going off in 
directions 120 degrees apart.  Progs get to be Progs, Dems get to be 
Dems, and GOP get to be dicks (errr, Repubs).  we know, because the 
ballots are public record, that the outcome that would have caused the 
least amount of collective disappointment is not the winner that the IRV 
algorithms picked, given the voter preference information available and 
weighting that equally for each voter.

> KM:So why would IRV improve things enough over Plurality? That 
> verdict, too, has to come from somewhere.
>
> dlw: more votes get counted in the final round than with FPTP.  Thus, 
> the de facto center is closer to the true center
i dunno what you mean by "de facto" or "true" center, but neither was 
elected in the Burlington 2009 example.  (but, again, favoring the 
center more than the wings is not why Condorcet is better than IRV.  it 
is because of the negative consequences of electing a candidate when a 
majority of voters prefer an different specific candidate and mark their 
ballots so.)

> and third party candidates can speak out their dissents and force the 
> major party candidates to take them seriously.
well, here the third party won, against the expressed wishes of a 
majority of voters.  i do not agree with the GOPpers that IRV was a 
method taylor made to elect the Progs, it's there to make a three-party 
system work which means that third parties have a good change and win 
(or lose) on their merits, not because they are perceived (or not) as 
electable.

>  Why not look at the total number of cities that have adopted IRV and 
> see what a small fraction have had buyer's remorse?
doesn't look good, David.  Cary NC, Aspen CO, Pierce Co WA, Ann Arbor 
MI, Burlington VT.  it's a damn shame that reform advocates didn't think 
this out a little in advance and sell the ranked-choice ballot tabulated 
by Condorcet instead of Hare.

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Dave Ketchum | 2 Dec 2011 05:33

Re: More non-altruistic attacks on IRV usage.

Trying one more time to start a sales pitch for switching from IRV to  
Condorcet.

On Dec 1, 2011, at 10:18 PM, robert bristow-johnson wrote:
> On 12/1/11 5:14 PM, David L Wetzell wrote:
>>
>>    KM:If the cost of campaigning is high enough that only the two
>>    major parties can play the game, then money (what you call $peech)
>>    will still have serious influence.
>>
>> dlw:My understanding/political theory is that $peech is inevitable  
>> and all modern democracies are unstable mixtures of popular  
>> democracy and kleptocracy/plutocracy.  To bolster the former, we  
>> must accept the inevitability of the latter.  This is part of why I  
>> accept a two-party dominated system and seek to balance the use of  
>> single-seat/multi-seat elections and am an anti-perfectionist on  
>> the details of getting the best single/multi-seat election.  Deep  
>> down, I am skeptical of whether a multi-party system improves  
>> things that much or would do so in my country.
>
> i am thoroughly convinced that a multi-party (and viable  
> independent) system improves things over the two-party system.  
> besides the money thing, i just cannot believe that exhausting our  
> social choice to between Dumb and Dumber is the lot that a  
> democratic society must be forced to accept.  what was so  
> frustrating during Town Meeting Day in 2010 (when the IRV repeal  
> vote was up), it was another choice between Dumb and Dumber.  and,  
> as usual, Dumber prevailed in that choice.  nobody seems to get it  
> (present company excluded).  added to the result of the 2000 prez  
> election and, even more so, the 2004 result, the aggregate evidence  
> is that American voters are stupid.  incredibly stupid.  and a large  
> portion of Burlington Democrats were stupid to join with the  
> GOPpers, the latter who were acting simply in their self-interest to  
> repeal IRV.  and the Progs were dumb to continue to blather IRV  
> happy talk as if it worked just fine in 2009.

Voters know ranking from IRV (except equal ranks are permitted).   
Voters can rank as many as they approve of (and SHOULD get told they  
are not required to rank any others they would not want to have win).   
BIG deal is ability to rank both choice among likely winners, and own  
best choice, and use strongest ranking for the one you like best.

Big difference from IRV is that counters read all that the voters  
rank.  From this the counters produce the x*x matrix that anyone can  
learn to read and see how close any third parties are getting to  
becoming winners.

When there are one or more strong third parties such can win, or  
become part of a cycle among the strongest candidates.  Not likely to  
happen often but cycle members were each close to winning.  There are  
multiple Condorcet methods to support the various ways cycles may get  
resolved.
>
>> dlw:Burlington's two major parties would not be the same as the two  
>> nat'l major parties.
>>
> David, we don't have two major parties.  we have three.  the Dems  
> may be the least of the three, but they're centrist and preferable  
> to the GOP than are the Progs and preferable to the Progs than are  
> the GOP.  but they are literally "center squeezed".  that is  
> precisely the term.
>
>> Republicans would vote Democrat in Burlington mayoral elections.
>>
> if forced to.  but they would like to give their own guy their  
> primary support.  IRV promised them that they could vote for their  
> guy and, by doing so, not elect the candidate they hated the most.   
> and in 2009, IRV precisely failed that promise.
>
> it not a tug-of-war with a single rope and the centrists have to  
> decide whether they get on the side of the GOP or the side of the  
> Progs.  the idea of having a viable multi-party election and a  
> decent method to measure voter preference is a joined, three-way  
> rope going off in directions 120 degrees apart.  Progs get to be  
> Progs, Dems get to be Dems, and GOP get to be dicks (errr, Repubs).   
> we know, because the ballots are public record, that the outcome  
> that would have caused the least amount of collective disappointment  
> is not the winner that the IRV algorithms picked, given the voter  
> preference information available and weighting that equally for each  
> voter.
>
>> KM:So why would IRV improve things enough over Plurality? That  
>> verdict, too, has to come from somewhere.
>>
>> dlw: more votes get counted in the final round than with FPTP.   
>> Thus, the de facto center is closer to the true center
>>
> i dunno what you mean by "de facto" or "true" center, but neither  
> was elected in the Burlington 2009 example.  (but, again, favoring  
> the center more than the wings is not why Condorcet is better than  
> IRV.  it is because of the negative consequences of electing a  
> candidate when a majority of voters prefer an different specific  
> candidate and mark their ballots so.)
>
>> and third party candidates can speak out their dissents and force  
>> the major party candidates to take them seriously.
>>
> well, here the third party won, against the expressed wishes of a  
> majority of voters.  i do not agree with the GOPpers that IRV was a  
> method taylor made to elect the Progs, it's there to make a three- 
> party system work which means that third parties have a good change  
> and win (or lose) on their merits, not because they are perceived  
> (or not) as electable.
>
>> Why not look at the total number of cities that have adopted IRV  
>> and see what a small fraction have had buyer's remorse?
>>
> doesn't look good, David.  Cary NC, Aspen CO, Pierce Co WA, Ann  
> Arbor MI, Burlington VT.  it's a damn shame that reform advocates  
> didn't think this out a little in advance and sell the ranked-choice  
> ballot tabulated by Condorcet instead of Hare.
> -- 
> r b-j                  rbj <at> audioimagination.com
>
> "Imagination is more important than knowledge."
> ----

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robert bristow-johnson | 2 Dec 2011 07:04

Re: More non-altruistic attacks on IRV usage.

On 12/1/11 11:33 PM, Dave Ketchum wrote:
> Trying one more time to start a sales pitch for switching from IRV to 
> Condorcet.

well regarding me, you're preaching to the choir.

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Jameson Quinn | 2 Dec 2011 07:35
Picon

Re: More non-altruistic attacks on IRV usage.

This thread now has 50 messages, back-and-forth. I'll try to make this my last word on the subject.


Basically, the bottom line for me is that I trust real evidence more than I trust theory, but I need to find room to take hopeful action. That's not a matter of building an elaborate model of reality in my head and then repeatedly claiming that I'm a pragmatist; it's a matter of trying to make my questions as simple as possible, answering them with evidence, and then finding the shortest path of least resistance to hope.

What does the evidence tell us?

A. Evidence about the status quo says:
1. Plurality is a theoretically-horrible system, with no redeeming features.
2. Single-member districts have certain advantages, but also serious problems; I'd say that on the whole the problems dominate. (?)
3. In practice, the problems with both plurality and single-member districts seem to culminate in two-party domination.
4. It takes a lot of money to get elected in the current system.
5. Status quo politics are badly broken.
6. It's likely that 3 is one main cause of 4, and that 3 and 4 together are the main causes of 5. Thus there is a need to change either plurality, single-member districts, or both. (?)

B. Evidence about IRV says:
1. There's been a well-organized and decently-funded national campaign for IRV. I'm speakin of course about Fairvote, whose spending on IRV over its history has probably totalled millions of dollars.
1a. It's had real successes
1b. It's still fallen widely short of the progress that is needed.
2. Even in places that were initially favorable to IRV, and have tried it, opposition is persistent. (This includes Australia, where reputable polls have found majorities favoring changing the system.)
3. IRV pathologies can happen in real life.
4. Especially when pathologies happen, IRV is subject to repeal.
5. IRV does not seem to end two-party domination; certainly it does not do so reliably. (?)
6. In a hard-fought national referendum in the UK, where both sides had significant funding and organization, IRV lost resoundingly.

C. Evidence about other single-winner systems says:
1. Non-IRV voting activists are, as a whole, fractious and disorganized.
2. It is very difficult to get all voting reform advocates to agree on a single best system.
2a. It's especially difficult to get theorists to support IRV in spite of its theoretical flaws. (?)
3. It is less difficult to get reform advocates and theorists to agree that a set of systems are all better than plurality.
4. Other single-winner reforms haven't been implemented much.
5. Therefore, there is little evidence of what would happen after they were implemented, although we can theorize. (?)

D. Evidence about PR says:
1. PR can end two-party domination.
2. With PR, there can still be fewer competitive elections and more safe seats than voters would like to see. (?)
3. When combined with a parliamentary system, PR can lead to instability.
3a. But there are reasons to believe that those problems would not generalize to a presidential system. (?)
4. PR is a more-radical change than single-winner reform.
4a. It may be harder to promote to an American audience.
4b. It may be harder to sell to politicians who have won in the status quo.
5. PR systems can be tuned to optimize various advantages, but it's hard to find a system which is perfect in all ways (simple, local, voter-centric, doesn't require ranking dozens of candidates) (?)

There's plenty of reasons for pessimism in the above. David seems to find his optimism by emphasizing points B1a, C1, C4, D1, and D5, and giving (plausible) counterarguments for points B1b, B2, B3, B4, B5, B6, C2a (though he backed off from a bet), D4a, and D4b. That's 9 points he's trying to overcome (though since B4 is little more than B2+B3, I guess it may be more like 8 than 9). 

I on the other hand think that the path of least resistance is to emphasize C3 as a way to overcome C1, C2, and C4. I think that it's better to fight reality on 2-3 points than on 8-9, no matter how plausible the arguments that the 8 or 9 battles are winnable.

One specific response:
JQ: 
3. Some other organization pushes some other system(s), and reaches a tipping point.
            dlw:IOW, they need to reinvent what FairVote's been working hard to build up for some time...
Yep. It's a lot of work. If voting reform were an easy task, we (and I include Fairvote in that "we") would have won already.

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Kristofer Munsterhjelm | 2 Dec 2011 09:35

Re: Re to Kristof M

David L Wetzell wrote:
> 
> 
> On Sat, Nov 26, 2011 at 3:20 PM, David L Wetzell <wetzelld <at> gmail.com 
> <mailto:wetzelld <at> gmail.com>> wrote:
> 
>>    Here's a bunch of responses 
> 
>  
> dlw: SL may be more proportional than LR Hare, but since I'm advocating 
> for the use of a mix of single-winner and multi-winner election rules, I 
> have no problems with the former being biased towards bigger parties and 
> the latter being biased somewhat towards smaller parties.  For there's 
> no need to nail PR if PR itself does not nail what we really want PP, 
> proportionality in power.  This is also part of why I prefer 
> small-numbered PR rules (less proportional) that increase the no. of 
> competitive elections and maintain the legislator-constituent relationship. 

Proportionality in power is quite well approximated by proportionality
in representation, however. The degree of fit depends on strategy and
coordination: if every member of the assembly votes for himself, it's
near-perfect (within per-issue variance that gets evened out); if
everybody colludes into one or two superparties, then it may diverge
greatly.

At that point, the question is how far you should take PR. From my own
observation, PR as approximation of PP has problems in certain edge
cases (kingmaker parties), but these are rare. Therefore I think that as
long as you patch up the edge cases or make them unlikely - say, by an
explicit threshold or an implicit one such as STV's - you can optimize
for PR within those bounds.

Even if you don't think PR approximates PP, you can use the same
advanced PR method to give seats fairly according to PP instead. Poland
has proposed something like this be done in the Council of the EU, the
proposal saying that each country should have a weight proportional to
the square root of the number of people in the country.

My preference for integrating single-winner and multiwinner (if you're
going to do both in the same context) is then that whatever you decide
to apportion on (power or votes), the single-winner method can take it
into account. It knows about it, and so you play it a bit more safe. If
the multiwinner rule is bad, the single-winner rule can compensate, and
if the single-winner rule is bad, the multiwinner rule can compensate.

If you're risk averse, as you said you might be, that's a good property!

The flipside is that you won't get the optimal result if it turns out
that the real thing you should optimize is whatever either the
single-winner or multiwinner method optimizes. If that is the case, then
the multiwinner or single-winner method (respectively) will only be a
burden and pull you away from your goal.

>>    KM:You might be able to get something more easily understood yet
>>    retaining some of the compensation part of the first version, by
>>    doing something like this: first elect the single winner/s. Then
>>    start STV with the single winner/s marked as elected (and thus with
>>    vote transfers already done).
>      
> 
>  dlw:The rub here is the desirability of guaranteeing that the Condorcet 
> winner is elected.  In "more local" elections that attract less 
> attention, I put less emph on the usefulness of rankings and thereby the 
> Condorcet winner.

The single-winner doesn't *have* to be the CW (although I would prefer
the system to ensure it is). Even if you for some reason thought the
Plurality winner was the best one, and wanted to design the integration
accordingly, you could do STV with the Plurality winner already elected.

>>>    dlw:   1. While all forms of PR fall short of proportionality in
>>>    representation, the best predictor of proportionality is the number
>>>    of contested seats. 
> 
>      
>>     KM:The Hix-Johnston-MacLean document states that these effects are
>>    weak. To quote:
>>    "Turnout is usually higher at elections in countries with PR than in
>>    countries without, It also tends to be even higher in PR systems
>>    with smaller multi-member constituencies, and also tends to be
>>    higher where citizens can express preferential votes between
>>    individual politicians from the same political party rather than
>>    simply choosing between pre-ordered party lists. In general, the
>>    more choice electors are offered, the greater the likelihood that
>>    they will turn out and exercise it. However these effects are not
>>    particularly strong, there is some evidence that highly complex
>>    electoral systems suppress turnout, and turnout levels may partly
>>    reflect influences other than the electoral system, for instance in
>>    some countries voting is compulsory."
>>    So I don't think you can necessarily draw that conclusion. The
>>    apparent competitiveness between seats may be lesser (because of
>>    what I mentioned above in that single-member districts are much more
>>    win-all/lose-all), but that doesn't mean the real change in voter
>>    opinion from term to term is any greater in SMD countries.
> 
> 
> dlw: I interpret what they're saying is that other factors also come 
> into play that impact the competitiveness of elections.  So my 
> conclusion could still be"useful", even if it abstracts from a lot of 
> real-world stuff that also affects voter-turnout.  The election rules 
> that best guarantee proportionality tend to reduce voter interest in 
> elections, thereby making PR not the key criteria for choosing an 
> election system.

The whole point is that you can't say that it tends to do so. There are 
so many other parameters, and the conclusion could just as well align in 
the favor of "more choices is higher turnout", as they themselves say. 
If you wanted to make that conclusion rather than yours, you could point 
at that PR in the first place gives higher turnout than non-PR; and that 
countries with ranked balloting types of PR has higher turnout than 
countries with party list, all else held equal. Sure, ranked balloting 
type PR tend to have fewer seats, but then the weak "fewer seats -> more 
turnout" is a correlation, not a causal relationship.

>>>   2. Proportionality in representation does not entail proportionality
>>>   in power and the latter is desired more than the former. As such, it
>>>   seems that minority dissenters will need to use extra-political
>>>   methods (not unlike #OWS) to move the center, regardless of whether
>>>   PR or another mixed system is used.
>      
>>    Proportionality in representation is correlated with proportionality
>>    in power. The correlation isn't perfect, as Banzhaf and
>>    Shapley-Shubik's measures make apparent, but to leap on that and
>>    conclude that proportionality isn't proportional... that's unwarranted.
> 
> dlw: But it waters down the desirability of nailing PR even further and 
> opens the door to a greater valuation of other conflicting criteria.  

See above. If you think you should optimize proportionality of something 
else, feel free to use the fine-honed machinery of PR with a different 
target than proportionality in numbers. Use square root laws, dynamic 
programming or simulated annealing 
(http://citeseerx.ist.psu.edu/viewdoc/summary?doi=10.1.1.34.6640) to get 
proportionality by power (under assumptions of great amounts of 
collusion) if you wish. In any case, you'll get that for which you 
optimize, instead of a fuzzy perhaps-what-you-want, perhaps-what-you-don't.

>>    KM:If anything, when proportional representation disagrees with
>>    proportionality in power, the power favors the minority parties.
>>    Minor party kingmakers can make themselves costly if they know there
>>    won't be any coalition without them. Hence the presence of
>>    thresholds in most PR systems: these keep too minor parties from
>>    becoming potential kingmakers.
>>    Over here, the threshold of 4% keeps most "swing parties" (as one
>>    may call them) out of power. Yet the threshold is soft - even
>>    parties below 4% of the total vote can get representatives, they
>>    just don't get MMP-esque compensation on the national level. (Our PR
>>    system is a bit unusual in this respect: parties get additional
>>    seats if their per-region seats reflect their national share of the
>>    vote too badly.) Perhaps you'd want a hard threshold for a less
>>    homogenous country, but my point is that the problem can be managed.
> 
> 
> dlw: Since PR->PP, we deny PR.  My wider point is that American forms of 
> PR takes a different approach to the problem, one that presumes both PR 
> and single-seat elections are in use so that as long as the latter 
> favors bigger parties, PR may be biased somewhat in favor of smaller 
> parties.

I don't know what you mean by "PR->PP". "PR leads to proportionality of 
power"? Anyway, if the inaccuracy in PR wrt proportionality of power 
favors the small parties, there's the small-party bias you want. Use it, 
then integrate your single-winner method with the PR so that if you 
against expectations are wrong, the method can still work.

>>>   dlwThese seem to imply that we need not strive for proportionality
>>>   in representation as the gold standard for electoral reform.  If the
>>>   two major parties, with a somewhat disproportionate amount of
>>>   representation, are more dynamic then they'd tend to represent well
>>>   the majority of the population and heed minorities that frame their
>>>   issues respectfully.
>      
>>    KM:Do note, though, that the same Lijphart as you referenced on your
>>    page, said:
>>    "If partisan conflict is multidimensional, a two-party system must
>>    be regarded as an electoral straitjacket that can hardly be regarded
>>    as democratically superior to a multiparty system reflecting all the
>>    major issue dimensions." ("Democracies: Patterns of Majoritarian and
>>    Consensus Government in Twenty-One Countries", 1984, page 114.)
> 
> 
> dlw:What if there's a dialectic between multi-dimensionality and 
> single-dimensionality that gets worked out in an ongoing process?  If so 
> then a 2-party system isn't so bad if it need not be the same two 
> parties de jure and de facto and the two major parties together serve as 
> melding(not melting) pot with significant inputs from dissenters/third 
> parties who raise up new dimensions of conflict into our political 
> systems that lead to a repositioning of the de facto two major parties.

I'd imagine Lijphart knows that parties are not static fixed-in-stone 
things. Beyond this, I don't know what arguments Lijphart employed. 
Myself, I would say that the difference is like that of a proposal to 
use market pricing in a corporation versus doing logistics calculations 
directly: the first gets there in a slower, more roundabout way; the 
latter goes right to what is needed.

Of course, since I'm not Lijphart, I'm not the same kind of authority 
and so you could counter more easily. But also note that Lijphart is in 
favor of multiparty democracy for other reasons, too. To quote Wikipedia 
( https://en.wikipedia.org/wiki/Arend_Lijphart#Major_works ):

"While Lijphart advocated consociationalism primarily for societies 
deeply divided along ethnic, religious, ideological, or other cleavages, 
he sees consensus democracy as appropriate for any society. In contrast 
to majoritarian democracies, consensus democracies have multiparty 
systems, parliamentarism with oversized (and therefore inclusive) 
cabinet coalitions, proportional electoral systems, corporatist 
(hierarchical) interest group structures, federal structures, 
bicameralism, rigid constitutions protected by judicial review, and 
independent central banks. These institutions ensure, firstly, that only 
a broad supermajority can control policy and, secondly, that once a 
coalition takes power, its ability to infringe on minority rights is 
limited."

Now you could say that "it'll be different". Okay, but then your 
particular construction would have to give significantly different 
outcomes than the range of majoritarian democracies that Lijphart studied.

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Kristofer Munsterhjelm | 2 Dec 2011 14:31

Re: More non-altruistic attacks on IRV usage.

We're still hitting the same disagreements. I say "look at the others", 
you say "this time it'll be different", I say "Condorcet >> IRV", you 
say marketing differences are great while in practice, there's no 
difference between Condorcet and IRV large enough to make a difference.

Thus, let me do some asking, because we're not getting anywhere. 
Consider in your mind: what kind of data could I show that would change 
your mind about whether IRV is stronger in the hegemonic direction than 
PR is in the enabling-contesting-parties direction?

Furthermore: On what do you base that reality is:

0 Plurality
0.7 IRV
0.72 Condorcet

rather than:

0 Plurality
0.25 IRV
0.72 Condorcet?

You keep saying that X_Condorcet - X_IRV is small. Is that just a 
belief, or do you have something on which to support it?

Some replies below.

David L Wetzell wrote:
>>    KM:If the cost of campaigning is high enough that only the two major
>>    parties can play the game, then money (what you call $peech) will
>>    still have serious influence. 
> 
> 
> dlw:My understanding/political theory is that $peech is inevitable and 
> all modern democracies are unstable mixtures of popular democracy and 
> kleptocracy/plutocracy.  To bolster the former, we must accept the 
> inevitability of the latter.  This is part of why I accept a two-party 
> dominated system and seek to balance the use of single-seat/multi-seat 
> elections and am an anti-perfectionist on the details of getting the 
> best single/multi-seat election.  Deep down, I am skeptical of whether a 
> multi-party system improves things that much or would do so in my country.

The mode of corruption you have in the US, where monied interests openly 
give the organizations that participate in the political process power 
by which to be seen, seems to be a particular thing to the US itself. To 
my knowledge, there's no Canadian OpenSecrets, nor, for that matter, a 
New Zealand one.

In more corrupt nations, corruption usually happens within the context 
of the state itself, and on all levels: you might be stopped by a police 
officer who wants some money to not claim your car has a problem -- or 
parties might pay the electoral commission not to rig the vote as heavily.

In other first-world nations, the parties may be given money, but such 
is usually tightly regulated. Thus, the corruption is less overt - 
corporations may collude to fix prices in a state bid, for instance, or 
try to convince appointed officials or mid-level bureaucrats that it's 
better if they do it "their" way.

Now, you could say that just supports your conclusion: if the US is 
different, then multiparty won't help it where it helped other nations. 
But you could also turn this the other way, and say that the difference 
between US and the other nations is that the US has two effective 
parties both by EFNPP as measured by seats and votes - i.e. that the 
reinforcing process of Plurality has gone so far that people are 
resigned to two parties alone. If so, to reverse the corruption, you 
should let other parties but the big two grow -- and other parties but 
the big two be seen as having a chance.

> dlw: It is counterbalanced by the fact that in a system with more 
> competitive elections, intere$t$ would need to hedge between the two 
> major parties and consequently accept a lower, more variable return on 
> their $peech and  that there'd be turnover wrt which two parties are the 
> major parties so it'd be a contested duopoly.  

A hedge among ten is better at that than a hedge among two.

> It is also counterbalanced by political cultural ways to move the 
> political center.

Political ways that will be hampered because other parties on the ascent 
to meaningful opposition to the big two will have to do a tightrope walk 
between appealing to the center (get more votes) and not appealing to 
the center (or they'll be center squeezed).

> dlw:Burlington's two major parties would not be the same as the two 
> nat'l major parties.  Republicans would vote Democrat in Burlington 
> mayoral elections.   This would add to the ferment of the system as a 
> whole being a contested duopoly or contribute to  a shift to a new 
> duopoly between Prog-Dems and Dem-Pubs.

Is it really worth the marketing advantage to burden people with having 
to vote strategically, or the parties to have to keep that in mind when 
they position themselves?

> dlw:It should be emphasized here that more "more local" elections would 
> tend to be multi-winner/PR.  This permits LTPs to win seats without 
> having to move too much close to the de facto center.  This gives them 
> the chance to move the center and/or possibly center squeeze the two 
> local major parties in single-winner elections.  I agree this could get 
> complicated, but I believe that the potential to center-squeeze is what 
> makes the center tend to become more dynamic.  And the unpredictability 
> is not unlike a similar undpredictability due to the nonexistence of a 
> Condorcet winner when there are 3 strong parties.  Plus, 
> unpredictability can force intere$t$ to hedge further, naturally 
> checking its influence and facilitating learning.

Center-squeeze is, in itself, not a good thing. When it happens, it 
means that although more voters are closer to a different 
candidate/party (the center), your method picked the winner it picked. 
In Bristow-Johnson's terms: it means you picked X even though the votes 
could have told you there's some other Y who a majority preferred to X.

And if you say the votes say no such thing, note that that cuts against 
IRV too. If noise makes it hard to infer true intent from the ballots, 
well, no election method can be a genie, some are better at it than 
others (as by Brian Olson's graphs), and we should at least have the 
method do well when there *isn't* noise.

>>    KM: (It might well be that the nature of IRV, plus cost of
>>    campaigning means there could only be two national-level parties. I
>>    don't think cost of campaigning alone would force there to be only
>>    two national-level parties - e.g. France - but the answer to that
>>    question isn't critical to what I wrote above. I'm saying that even
>>    if we assume what you're saying, you get into trouble on a more
>>    local level.)
> 
> 
> dlw:  My point is that more 3-5 seat forms of PR in "more local" would 
> remedy this problem.  I think there'd be a process of creative 
> destruction that tends to make for a more dynamic center that makes the 
> two major parties have to adapt a lot more.

If PR pushes harder than IRV pulls.

>> KM:I base my low confidence of PR's capacity to pull stronger towards 
>> competition than IRV does towards consolidation in that IRV pulls 
>> stronger wherever it's been tried. You say they aren't applicable. You 
>> may have that opinion, but then there's little I can show that will help.
> 
> dlw: Yeah, but AU uses PR where it reduces, not increases, the number of 
> competitive elections in the senate and IRV where it does little 
> value-added, due to de facto segregation in "more local" elections.  

IRV also seems to be keeping the same two parties major in most of the 
states, so the national influence bends local elections, too -- unless 
the local elections, too, are limited by IRV (i.e. from the bottom up 
rather than the top down).

> dlw: I think that the nature of the state as involving the use of the 
> monopoly on legit uses of violence tends to make multi-party systems 
> become two coalitions of parties, which ends up having similar 
> dysfunctions as two major parties.  So my prejudice is that it's less of 
> a diff than people claim and in both cases, serious changes require 
> political cultural changes apart from the electoral process.

I don't see that. The coalitions shift and change here, as they do in 
continental Europe. I have already stated why I think coalition politics 
are also more transparent than majoritarian ones, and why the voters are 
given greater choice when they can decide upon the relative sizes of the 
wings.

Or to put it differently: if coalitions were major parties, there would 
never be minority governments. Yet there are. If coalition members 
coordinated so much as to be like the wings of the same organization, 
all of the indecisiveness objections to PR would vanish. Yet people 
argue that PR can be indecisive, and setting up a government that all 
coalition members like requires serious negotiation.

Given the above, on what do you base that coalitions aren't different 
enough from two-parties to make a difference?

>> KM:Well, Burlington just confirms things. The simulations say IRV can 
>> fail to pick the CW, and may squeeze the center out, and the less minor 
>> the minor parties are, the worse it gets. As Burlington agrees with the 
>> simulations, that doesn't count in IRV's favor.
> 
> dlw: IRV does not always pick the CW.  But that's not so important so 
> long as the de facto center trends in the right direction due to 
> elections.

Do you then agree that if Burlington confirms what the simulations say, 
we can include both Burlington and the simulations; and thus that we can 
conclude that IRV exhibits center squeeze and can fail to pick the CW?

If so, we just have to find out how bad the artifacts of IRV are, not 
whether there are artifacts at all.

> KM:So why would IRV improve things enough over Plurality? That verdict, 
> too, has to come from somewhere.
> 
> dlw: more votes get counted in the final round than with FPTP.  Thus, 
> the de facto center is closer to the true center and third party 
> candidates can speak out their dissents and force the major party 
> candidates to take them seriously.  Why not look at the total number of 
> cities that have adopted IRV and see what a small fraction have had 
> buyer's remorse?

Sure. I'll take the Wikipedia list. If you have others, feel free to add 
them. (If any other list members have others, feel free to add *them*, 
because I don't know that you'll go looking for those that have had 
buyer's remorse.)

Let's first define the criterion as that IRV was used in the place in 
question, then at some later time, the place returned to their old 
method. Furthermore, we'll only consider those places where there have 
been actual IRV elections, not where IRV is on the books but hasn't been 
used; and we'll also consider runoff-IRV hybrids, where the system 
implements both TTR and IRV, as being too different to apply.

I'll mark the places that are still IRV as -, those where there was a 
backslide as #, and those that don't count as /.

Then we have:

(Historical use:)
# 1974, Ann Arbor, Michigan. Adopted in 1974. Repealed in 1976.

(Since 2002:)
- San Francisco, CA: Still uses IRV3.
/ Basalt, CO: IRV on the books. Hasn't been used yet.
/ Ferndale, Michigan. Wikipedia says "pending implementation". If this 
is -, feel free to correct.
- Berkeley, California. It has been used once, in November 2010.
# Burlington, Vermont. Nuff said.
- Minneapolis, Minnesota. Used once, in 2009.
# Pierce County, WA. Repealed in November, 2009.
- Takoma Park, Maryland. Tried in 2007 and 2007, but both in contests 
with only two candidates. Also tried in 2011, with one city council race 
having three candidates.
- Oakland, California. Used in 2010 elections.
- Hendersonville, North Carolina.
/ Kinston, North Carolina. Not enough candidates to go to IRV.
# Cary, North Carolina. Cary participated in the pilot, then chose TTR.
# Aspen, Colorado. Passed IRV in 2007, voters rejected measure to 
maintain IRV in 2009 and approved a binding amendment to return to TTR 
in 2010.
/ Sarasota, Florida. "Implementation is contingent on conditions that 
were not met as of 2010."
/ Santa Fe, New Mexico. "or as soon thereafter when equipment and 
software for tabulating the votes... are available at a reasonable 
price". The WP article doesn't say there was an actual election there, 
so I'm inferring it hasn't been, yet.
/ Memphis, Tennessee. I can't find any IRV election results, and what 
election results I did find from post-2008 elections are all plurality: 
see e.g. http://commercialappealapps.com/election/total/
- Telluride, Colorado. Passed in 2008, used in 2011 where the Plurality 
winner won.
- Saint Paul, Minnesota. Adopted in 2009, used in 2011.
/ San Leandro, California. This one could be counted either as # 
(changed from IRV to "either IRV or top two") or as - (did use IRV once, 
and one of the second-round options after amendment is to use IRV). Thus 
I'm not counting it for either.
- Portland, Maine. Adopted in 2010, used in 2011.

That's 5/14. 36% "buyer's remorse" - more than one in three - is hardly 
anything to be proud of. More ardent IRV opponents might argue that the 
number is lower, because races where the Plurality winner won shouldn't 
count -- but I've disregarded that so the numbers won't look fishy.

(If you say some of these don't count because "dishonest" campaigners 
were behind them, please tell me how to tell that kind of true Scotsman 
from a false one, in advance.)

>>>   dlw: 2.  AU does use IRV/PR in the opposite from ideal mix if the
>>>   goal is to increase the number of competitive elections.   3. WRT
>>>   France, we disagreed on matters of taxonomy.  I classified their top
>>>   two as a hybrid.  You classified it as a winner-take-all and used it
>>>   to show how IRV has been improved upon and could be improved upon
>>>   further.  
> 
> 
> KM: Let me try your pragmatism for a minute. You say that our 
> disagreement about top-two is taxonomy. Why should taxonomy matter, 
> though? If I have a "tacs"-type voting method, and an "intar"-type 
> voting method, both elect winners to single positions, and the voters 
> know both, but the difference is that the "intar" method produces a 
> greater diversity of winners than does the "tacs" method, then why not 
> use the "intar" method?
> 
> dlw: Because diversity isn't the only criterion that matters.  If there 
> are mults, tacs and intars, then a mix of mults and intacs (used in 
> different sorts of elections) might prove preferable over only using 
> hybrid intars....

Diversity is the most visible way to know more than the big two have any 
chance. The same argument goes for "going beyond uncontested two-party 
rule". TTR has shown to do so, even when there's no PR on the scene. IRV 
hasn't. Even if your "it doesn't apply here" objection holds, that just 
moves IRV from "won't" to "unknown" unless you have data showing IRV to 
dislodge the uncontested two parties.

Also, I don't think you have to disregard mults simply because you're 
using intars. If you pick TTR and don't get PR, that's good, because you 
know there's a chance you'll dislodge the uncontested two-party rule 
even so. If you pick TTR, get it, *and* get PR, all the better!

>> KM: I say top-two (TTR) is known, since runoff elections are used many 
>> places in the US. FairVote tends to market IRV as "runoffs without the 
>> runoff" there, and as my list showed, that particular form of marketing 
>> carries with it a risk of backfiring.
> 
> dlw:sure, but what sort of marketing strategy that simplifies the 
> options for low-info voters does not risk back-firing?  

Every pitch that bends the truth has some risk, yes; but FairVote bends 
the truth considerably on what is supposed to be the main advantages of 
IRV. IRV "lets you vote without considering spoilers" -- except when the 
spoilers become brave enough and large enough. IRV is a "runoff without 
a runoff and always elects the majority winner" -- but that's just not 
true when there are truncated ballots. "IRV *is* ranked choice voting", 
except not.

That's rather different than, for instance, not going into the details 
of a cycle resolution rule unless voters ask, or than saying of 
Condorcet "this will elect the winner that would win a top-two against 
every candidate, if he exists" when the dynamic/sequential game nature 
of TTR doesn't ensure that.

> dlw: If we could go back in time and push hard for TTR instead of IRV, 
> would it have worked (better)?  Maybe.  
> Let me reframe my statement:  "IRV leads to two-party domination within 
> IRV seats, but so likely do all single-member single-stage rules" and 
> "it may very well be a matter of political culture the preference 
> between two major parties and two major coalitions of parties.  If 
> IRV3/AV3 retains the former then that does not imply that it's the wrong 
> election rule alternative to FPTP for a country habituated to two-major 
> party rule.  "

Even if the goal is contested two-party rule, the diversity given by TTR 
serves as a lower bound that will tell you "we'll at least get a 
contested two-party rule". We may argue European PR vs US PR, but the 
bound is there, and it's that bound I want to draw attention to.

If it's true that all single-member single-stage rules lead to two-party 
domination, then you should advocate neither for IRV nor Condorcet, but 
for something similar to a runoff. If we advocate for IRV, IRV gets 
passed, and all single-member single-stage rules lead to two-party 
domination, then we have two-party domination. Same with Condorcet. But 
if it's just IRV that has this "feature", then IRV will still lead to 
two-party domination and Condorcet won't.

So if your statement is as you said above, focus on PR. Leave the 
single-winner for later. Disagreement about what single-winner method to 
use can only hurt PR in the sense that if FairVote's IRV gets 
discredited, they'll pull STV with them. Linking IRV and STV is 
FairVote's error, not ours.

>> KM: Condorcet regards not just a single very precise result, but a whole 
>> class of them. Therefore, it is resistant to perturbation, so I don't 
>> think there's "much ado about nothing".
> 
> dlw: Condorcet presumes (a majority of) voters have done their homework 
> and properly ranked an indefinite number of candidates.  When voters do 
> not do so and rank a subset, it more often leads to cases where there is 
> no Condorcet Winner.  

If a voter truncates after say, voting three candidates, he is still 
voting those three above all the others. The only way this can lead to a 
cycle is if enough people refrain from ranking both A and B, and A is 
in, say, an A > B > C > D > A cycle.

To put it in another way: truncation can't lead to a cycle where there 
wasn't a cycle to begin with.

So that means that those who did rank the votes expressed a circular 
preference. Too few voters that truncated stated any opinion about these 
candidates to alter the cycle.

I think that such a scenario would be unlikely to creep up on said 
voters even if they *did* only rank a small subset of the candidates. 
For the cycle to be a problem for an advanced Condorcet method, it must 
be a top cycle. I.e. if A beats everybody else, it doesn't matter if 
there's a B > C > D > B cycle. So the candidates in the cycle have to be 
somewhat well known, while the truncators either rank them equal, 
perpetuate the cycle (i.e. disagree among themselves), or truncate all 
of them.

Thus it'll only be a problem if there's a top group that is somewhat 
well known (or strategized to appear so), but enough candidates rank 
neither of them or rank them all equal. That's less realistic than just 
"ranks a subset".

To see this more easily: consider the case where every voter only ranks 
a single candidate. Obviously, a Condorcet cycle is impossible in this 
case. Now consider the case where every voter submits a full ranking. 
Again, obviously, a Condorcet cycle can exist in this case.

> Or there's the garbage-in-garbage-out problem. 
> IRV3 assumes that lower rankings are less likely to be meaningful than 
> higher rankings and thereby limits the info coming in and prioritizes 
> the use of the top rankings.  

So does Condorcet, in its own way. If there are ten candidates, a top 
rank counts against nine candidates. A second rank counts against eight, 
and so on. What Condorcet doesn't do is exclude from consideration lower 
ranks simply because a particular candidate is ranked first, and place 
the effective threshold as to which preferences it'll consider in which 
rounds in a nonlinear manner.

If you have slight GIGO, then the departure from full information isn't 
enough to be bothered about. If you have moderate, Brian Olson's graphs 
show IRV is affected more than Condorcet is. If you have heavy garbage, 
no algorithm short of a mind-reading one could work.

(If there's persistent strategy, use an IRV-Condorcet hybrid. The 
resulting method will be more resilient than either alone.)

>> KM: As for "muddying the waters", I said that to the extent it does so, 
>> it cuts against IRV. First, I introduced the Yee diagram, where IRV has 
>> much more complex win regions than Condorcet. The thinner and more 
>> convoluted the "border" between win regions, the greater the chance that 
>> an election result will fall in the wrong "country". 
> 
> dlw: ie, there's greater chance of center-squeeze in a close three way 
> with IRV than one that uses more info.  

Not just that, but that there are more cases where IRV would give one 
result as is, and another result if a single voter voted differently. 
The uncertainty given by noise could easily be greater than "a single 
voter voting differently".

That holds even in IRV3. The win regions for IRV limited to three 
candidates are more complex than those for Condorcet, for instance.

>> KM: Second, I pointed at IRV's amplification dynamic, where near-ties in 
>> one round could lead the method on a completely different path in a 
>> later round. 
> 
> dlw: This is mitigated by IRV3/AV3.

Yes, granted on that aspect.

(While you're altering IRV by limiting the number of candidates and 
prefixing it by an Approval round, why not add a bottom-two runoff to 
fix a lot more? You're only *that* far from something that would have 
got the right result in Burlington without having to mess with all the 
readjusting-center tatonnement. Or are you right at the edge of what 
FairVote will accept as IRV, so you can't afford to change it further?)

>> KM:So I was saying "Alright, you think that rational choice is too 
>> simplistic on account of fuzziness. Well, here's what happens if you 
>> take noise into account, and it's not favorable to IRV".
> 
> dlw: I apologize for my fuzzy thinking on this matter.  I think I'm 
> mostly prejudiced against static models of voter preferences and their 
> purported implications.  This is me being middle-brow.  In the end, the 
> diffs among the Xs of election rules tend to be relatively small and so 
> it's damn hard to elevate the Ps.  If there is a high P then it's better 
> to go forward with something close to it than to try to get a better 
> rule and elevate its P.

As I've said before, all elections are static at the moment of that 
election. Dynamics can alter this if the parties or voters learn to stay 
away from where the method behaves unreasonably. But as I also said, 
above, is it worth it? Should you burden parties and voters just because 
of FairVote?

So your middle-brow-ness doesn't make the picture shown by the Yee 
diagrams any less correct. Regardless of your brow position, what 
matters is whether the voters will often stumble upon the weirdness 
(shown in those diagrams) when they vote honestly, whether they'll 
compensate by twisting their votes, and whether the outcome given by 
those twisted votes is any good.

>> KM:Are they? I don't think the opponents of electoral reform know about 
>> Condorcet, much less Majority Judgement, Range, Approval, or the likes. 
>> The greater you think the order of magnitude in p_IRV >> p_Condorcet, 
>> the less of a point you'd think there would be for the opponents to even 
>> care about Condorcet.
> 
> dlw: They don't need to know much about such to understand that args 
> that X_Condorcet_etc >> X_IRV tend to lower p_IRV.  

If p_IRV >> p_Condorcet, Condorcet would be off their radar. Why bother 
splitting a few EM list members' opinions when they can get more bang 
for their buck by simply going directly to the objections of 
nonmonotonicity and failure to elect the CW?

>> dlw: I agree that the evidence suggests the D candidate was the CW and 
>> that this made it somewhat easier to overturn IRV with a deceptive 
>> campaign against IRV.

Okay. I'll strike the "deceptive" because I don't find the Burlington 
arguments that unreasonable (except perhaps some of the no-show ones), 
but that's a quibble. We can agree that IRV's failure to pick the CW 
made it weaker whether or not the campaign was deceptive.

>> KM:If FairVote continues on its marketing of IRV and we do nothing, yes, 
>> IRV is more likely to be adopted than Condorcet, at least in the short term.
> 
> dlw: I disagree about doing nothing.  There's always enforcing a truce 
> on IRVish for single-winner and  support for American forms of PR!  That 
> is hardly nothing.  

I should have clarified. If non-FPTP-non-IRV people do nothing, either 
IRV will win or FPTP will retain its position. Yes. If non-IRV people do 
something, they/we may overtake IRV. It'll take time, but this thing 
should be done right. We may not get another shot in a really long time, 
should "reform" be linked to IRV and then found lacking.

> KM: However, I think that would be unfortunate in two ways. First, I 
> don't think IRV improves Plurality enough that it'll matter. It'll keep 
> major parties safe as long as minor parties are minor enough, but not 
> beyond that point. Therefore, if you do end up with IRV, you keep your 
> uncontested two-party rule.
> 
> dlw: Unless, of course there's such serious unhappiness with the two 
> current major parties in the US that we'd get two different major 
> parties with (somewhat) better rules a lot faster?   And then there'd be 
> scope for further experimentation later down the road...

There's the rub. Will IRV give you two different major parties "a lot 
faster"? You think so. You keep saying so. I keep saying not.

> KM: Second, you may not even keep IRV. If IRV gets it wrong often 
> enough, or reproduces Plurality's results often enough that it doesn't 
> seem to be worth it, then the option of reverting it can seem quite 
> tempting. If FairVote claims that it's a runoff-without-runoff or that 
> you can vote as you wish without fearing spoilers, and that turns out to 
> be false, then IRV may not last; and if IRV is considered equal to 
> ranked balloting, then the immediate reform chance is lost. You might 
> have to go a far more circuitous route involving augmenting Plurality 
> with MMP - and that wouldn't help executive positions like Governor or 
> President.
> 
> dlw: Well, it's not likely

Why?

 > and if we stand by IRV as significantly
> better than FPTP for single-winner elections rather than puff up the 
> import of non-monotonicity, it's not going to happen as much.  

The flaws will still be there. IRV's failure to handle the center when 
it gets crowded is both a real (X) and a marketing (p) problem because 
people are going to be disappointed that they have to strategize even 
though the method was supposed to free them from it.

And as long as these problems exist, those who oppose the method can 
stumble across them - or voters can go "hey, this doesn't work as 
advertised". Better to defend something with fewer weak spots than to 
gather around to shield those weak spots from those that eventually will 
see them anyway.

(If a voter says that IRV is bad because it gets the winner wrong or he 
correctly feels that it did, he's not going to be very happy if you say 
"oh, but then you should just strategize or tell your party to not be so 
close to the center".)

> dlw: I believe my point is that for "more local" elections, IRV or other 
> single-winner elections won't be that much useful due to de facto 
> segregation.  We need multi-winner elections to make these elections 
> more competitive.  

So work for PR. No need to tie it to single-winner reform (unless you 
really have to have FairVote support).

>> KM:The lack of a heir apparent might not be that bad. Committees like 
>> the Rhode Island one might pick the best among near-equals according to 
>> what they deem important. This kind of approach has worked in New 
>> Zealand and led to election reform referenda in parts of Canada (though 
>> the voters there decided not to go for it in two cases, and had a 
>> majority but not a supermajority in the third).
> 
> dlw: If overall the Xs aren't that different then it's easy to attack 
> whatever gets selected on the basis of some criterion.  I myself blogged 
> about NZ. 
> <http://anewkindofparty.blogspot.com/2011/09/how-new-zealand-may-change-its.html>  
> They recently were proffered 4 options in what I felt was a manipulative 
> manner.  I hope they didn't force upon them the use of a plurality vote 
> among the alternatives. 

Yup. Some parts of NZ society probably didn't like losing their power. 
It does seem that MMP will stay in service, though. See, for instance, 
https://en.wikipedia.org/wiki/New_Zealand_voting_system_referendum,_2011 
which shows that a majority of advance votes are in favor of MMP, and a 
majority was in favor of MMP in all the 2011 polls.

My point here is that the 1992/1993 referenda showed how to have the 
people decide which voting system they'd prefer, even within the 
constraints of FPTP. In 1992, the first referendum question was whether 
to change at all; then the second question was, "if there's going to be 
a change, which do you want?". Thus there was no vote splitting between 
FPTP and non-FPTP. The 1993 referendum then followed up with a question 
of FPTP vs MMP (where MMP was what was picked in 92). MMP passed.

> In the US, we have a plurality voting system, 
> which implies you gotta have strong agreement on which alternative to 
> FPTP is going to get pushed.  

No. You can do it like New Zealand did in 1992 and 93.

>> KM:If you want electoral reform to happen from the bottom up, you don't 
>> need the national government to set up the committee. A state can do so, 
>> or a more local area like a city.
> 
> dlw: But those committees may not have the right motives and their 
> decisions might not carry much weight.  

They would carry weight within their jurisdictions.

> dlw: three way competitive races are not common.  They are hard to 
> sustain.  Thus, it is unlikely that IRV is going not to elect the CW 
> regularly, thereby making it vulnerable to anti-IRV campaigns.  I don't 
> want to risk letting a thousand flowers bloom makes it damn hard to 
> rally enough people around an alternative to FPTP.  The evidence 
> supports that IRV moves the political center so as to strengthen 
> democracy and weaken negative campaigning tendencies in FPTP elections.  

Three-way races are not common *today*. This is the same kind of 
thinking that led to the IRV patch in the first place: "if we use 
something that will fix the immediate problem, we've done it". It did 
fix the immediate problem of very minor parties that would otherwise 
split the vote (it probably would have elected Gore in 2000), but it 
doesn't fix the next problem when people become emboldened and vote for 
third parties.

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David L Wetzell | 2 Dec 2011 16:50
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Re: Re to Kristof M



On Fri, Dec 2, 2011 at 2:35 AM, Kristofer Munsterhjelm <km_elmet <at> lavabit.com> wrote:
David L Wetzell wrote:



On Sat, Nov 26, 2011 at 3:20 PM, David L Wetzell <wetzelld <at> gmail.com <mailto:wetzelld <at> gmail.com>> wrote:

  Here's a bunch of responses

 dlw: SL may be more proportional than LR Hare, but since I'm advocating for the use of a mix of single-winner and multi-winner election rules, I have no problems with the former being biased towards bigger parties and the latter being biased somewhat towards smaller parties.  For there's no need to nail PR if PR itself does not nail what we really want PP, proportionality in power.  This is also part of why I prefer small-numbered PR rules (less proportional) that increase the no. of competitive elections and maintain the legislator-constituent relationship.

Proportionality in power is quite well approximated by proportionality
in representation, however. The degree of fit depends on strategy and
coordination: if every member of the assembly votes for himself, it's
near-perfect (within per-issue variance that gets evened out); if
everybody colludes into one or two superparties, then it may diverge
greatly.

dlw: My view is that collusion is inevitable in the struggle to capture control of the state's monopoly on the use of legit violence or its threat... 

At that point, the question is how far you should take PR. From my own
observation, PR as approximation of PP has problems in certain edge
cases (kingmaker parties), but these are rare. Therefore I think that as
long as you patch up the edge cases or make them unlikely - say, by an
explicit threshold or an implicit one such as STV's - you can optimize
for PR within those bounds.

Even if you don't think PR approximates PP, you can use the same
advanced PR method to give seats fairly according to PP instead. Poland
has proposed something like this be done in the Council of the EU, the
proposal saying that each country should have a weight proportional to
the square root of the number of people in the country.

dlw: I had not heard of that.  Why the square root? 

My preference for integrating single-winner and multiwinner (if you're
going to do both in the same context) is then that whatever you decide
to apportion on (power or votes), the single-winner method can take it
into account. It knows about it, and so you play it a bit more safe. If
the multiwinner rule is bad, the single-winner rule can compensate, and
if the single-winner rule is bad, the multiwinner rule can compensate.

If you're risk averse, as you said you might be, that's a good property!

The flipside is that you won't get the optimal result if it turns out
that the real thing you should optimize is whatever either the
single-winner or multiwinner method optimizes. If that is the case, then
the multiwinner or single-winner method (respectively) will only be a
burden and pull you away from your goal.

dlw:I guess the  need to value the values associated with both single-winner and multi-winner makes it difficult to optimize according to either.  I've come to the view that multi-winner solves a concrete problem of non-competitive elections in "more local" elections that doesn't exist so much in "less local" elections.  

  KM:You might be able to get something more easily understood yet
  retaining some of the compensation part of the first version, by
  doing something like this: first elect the single winner/s. Then
  start STV with the single winner/s marked as elected (and thus with
  vote transfers already done).
   
 dlw:The rub here is the desirability of guaranteeing that the Condorcet winner is elected.  In "more local" elections that attract less attention, I put less emph on the usefulness of rankings and thereby the Condorcet winner.

The single-winner doesn't *have* to be the CW (although I would prefer
the system to ensure it is). Even if you for some reason thought the
Plurality winner was the best one, and wanted to design the integration
accordingly, you could do STV with the Plurality winner already elected.

dlw: Sure.  You do understand why I don't trust rankings so much in "more local" elections, r ight?  GIGO 



  dlw:   1. While all forms of PR fall short of proportionality in
  representation, the best predictor of proportionality is the number
  of contested seats.

   
   KM:The Hix-Johnston-MacLean document states that these effects are
  weak. To quote:
  "Turnout is usually higher at elections in countries with PR than in
  countries without, It also tends to be even higher in PR systems
  with smaller multi-member constituencies, and also tends to be
  higher where citizens can express preferential votes between
  individual politicians from the same political party rather than
  simply choosing between pre-ordered party lists. In general, the
  more choice electors are offered, the greater the likelihood that
  they will turn out and exercise it. However these effects are not
  particularly strong, there is some evidence that highly complex
  electoral systems suppress turnout, and turnout levels may partly
  reflect influences other than the electoral system, for instance in
  some countries voting is compulsory."
  So I don't think you can necessarily draw that conclusion. The
  apparent competitiveness between seats may be lesser (because of
  what I mentioned above in that single-member districts are much more
  win-all/lose-all), but that doesn't mean the real change in voter
  opinion from term to term is any greater in SMD countries.


dlw: I interpret what they're saying is that other factors also come into play that impact the competitiveness of elections.  So my conclusion could still be"useful", even if it abstracts from a lot of real-world stuff that also affects voter-turnout.  The election rules that best guarantee proportionality tend to reduce voter interest in elections, thereby making PR not the key criteria for choosing an election system.

The whole point is that you can't say that it tends to do so.

dlw:But that is the whole point of the statement... 
 
There are so many other parameters, and the conclusion could just as well align in the favor of "more choices is higher turnout", as they themselves say.

dlw: "more meaningful choices is higher turnout".  If there's lots of seats then how one votes is less likely to make a difference in who gets elected and the consequent political outcomes.  
 
If you wanted to make that conclusion rather than yours, you could point at that PR in the first place gives higher turnout than non-PR; and that countries with ranked balloting types of PR has higher turnout than countries with party list, all else held equal. Sure, ranked balloting type PR tend to have fewer seats, but then the weak "fewer seats -> more turnout" is a correlation, not a causal relationship.

It cd be fewer seats-> more competitive elections and higher chance to be swing voter -> more turnout.  Either way, it's a tendency that subverts the desirability of nailing PR.   


 2. Proportionality in representation does not entail proportionality
 in power and the latter is desired more than the former. As such, it
 seems that minority dissenters will need to use extra-political
 methods (not unlike #OWS) to move the center, regardless of whether
 PR or another mixed system is used.
   
  Proportionality in representation is correlated with proportionality
  in power. The correlation isn't perfect, as Banzhaf and
  Shapley-Shubik's measures make apparent, but to leap on that and
  conclude that proportionality isn't proportional... that's unwarranted.

dlw: But it waters down the desirability of nailing PR even further and opens the door to a greater valuation of other conflicting criteria.  

KM: See above. If you think you should optimize proportionality of something else, feel free to use the fine-honed machinery of PR with a different target than proportionality in numbers. Use square root laws, dynamic programming or simulated annealing (http://citeseerx.ist.psu.edu/viewdoc/summary?doi=10.1.1.34.6640) to get proportionality by power (under assumptions of great amounts of collusion) if you wish. In any case, you'll get that for which you optimize, instead of a fuzzy perhaps-what-you-want, perhaps-what-you-don't.

dlw: My approach is to push for 3-seat LR Hare PR in state reps(or city council), since that's very close to FPTP and what we've experience with in the US in IL.  I also support what I believe Fair Vote is going to push for: 3-5 seat open PR for US reps, since folks care more about US reps, since state rep elections are rarely competitive and are consequently not interesting.  It keeps the constituent-legislator relationship.  It engenders less opposition from the two major parties.  This is the politics of the possible.  I don't want to go overboard, since there are an infinite number of election rules.  I'd rather take inspiration from our handicaps for figuring out which election rules are worth pushing.  

This requires somewhat ad hoc assumptions about what can and cannot be changed about the status quo.  I don't think we need to abolish the state senate or the US senate.  The latter is damn hard, because of the difficulty of changing the US constitution.  


  KM:If anything, when proportional representation disagrees with
  proportionality in power, the power favors the minority parties.
  Minor party kingmakers can make themselves costly if they know there
  won't be any coalition without them. Hence the presence of
  thresholds in most PR systems: these keep too minor parties from
  becoming potential kingmakers.
  Over here, the threshold of 4% keeps most "swing parties" (as one
  may call them) out of power. Yet the threshold is soft - even
  parties below 4% of the total vote can get representatives, they
  just don't get MMP-esque compensation on the national level. (Our PR
  system is a bit unusual in this respect: parties get additional
  seats if their per-region seats reflect their national share of the
  vote too badly.) Perhaps you'd want a hard threshold for a less
  homogenous country, but my point is that the problem can be managed.


dlw: Since PR->PP, we deny PR.  My wider point is that American forms of PR takes a different approach to the problem, one that presumes both PR and single-seat elections are in use so that as long as the latter favors bigger parties, PR may be biased somewhat in favor of smaller parties.

I don't know what you mean by "PR->PP". "PR leads to proportionality of power"?

My bad, that shd be PR~->PP,  PR does not lead to PP.  
 
Anyway, if the inaccuracy in PR wrt proportionality of power favors the small parties, there's the small-party bias you want. Use it, then integrate your single-winner method with the PR so that if you against expectations are wrong, the method can still work.

I'm not following you.   


 dlwThese seem to imply that we need not strive for proportionality
 in representation as the gold standard for electoral reform.  If the
 two major parties, with a somewhat disproportionate amount of
 representation, are more dynamic then they'd tend to represent well
 the majority of the population and heed minorities that frame their
 issues respectfully.
   
  KM:Do note, though, that the same Lijphart as you referenced on your
  page, said:
  "If partisan conflict is multidimensional, a two-party system must
  be regarded as an electoral straitjacket that can hardly be regarded
  as democratically superior to a multiparty system reflecting all the
  major issue dimensions." ("Democracies: Patterns of Majoritarian and
  Consensus Government in Twenty-One Countries", 1984, page 114.)


dlw:What if there's a dialectic between multi-dimensionality and single-dimensionality that gets worked out in an ongoing process?  If so then a 2-party system isn't so bad if it need not be the same two parties de jure and de facto and the two major parties together serve as melding(not melting) pot with significant inputs from dissenters/third parties who raise up new dimensions of conflict into our political systems that lead to a repositioning of the de facto two major parties.

KM:I'd imagine Lijphart knows that parties are not static fixed-in-stone things. Beyond this, I don't know what arguments Lijphart employed. Myself, I would say that the difference is like that of a proposal to use market pricing in a corporation versus doing logistics calculations directly: the first gets there in a slower, more roundabout way; the latter goes right to what is needed.

I think it depends.  I don't envision the US becoming other than a two-party dominated ssytem in the near future but I could see it becoming a far more contested duopoly easily.  

Of course, since I'm not Lijphart, I'm not the same kind of authority and so you could counter more easily. But also note that Lijphart is in favor of multiparty democracy for other reasons, too. To quote Wikipedia ( https://en.wikipedia.org/wiki/Arend_Lijphart#Major_works ):

"While Lijphart advocated consociationalism primarily for societies deeply divided along ethnic, religious, ideological, or other cleavages, he sees consensus democracy as appropriate for any society. In contrast to majoritarian democracies, consensus democracies have multiparty systems, parliamentarism with oversized (and therefore inclusive) cabinet coalitions, proportional electoral systems, corporatist (hierarchical) interest group structures, federal structures, bicameralism, rigid constitutions protected by judicial review, and independent central banks. These institutions ensure, firstly, that only a broad supermajority can control policy and, secondly, that once a coalition takes power, its ability to infringe on minority rights is limited."

Now you could say that "it'll be different". Okay, but then your particular construction would have to give significantly different outcomes than the range of majoritarian democracies that Lijphart studied.

dlw: I believe we need to be open to changes moreso than the above model.  If neither of the two major parties can dominate or take for granted their major party status and there are some super-majority requirements and lots of LTPs to protect minorities of a variety of sorts and to check the influence of hierarchical interest group structures then  we'd get a lot of the good things that Lijphart describes.  

So yes, I want a different sort of system, something that hasn't really been done yet and that is inherently easier to move towards from where the US is right now.

dlw
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